Navigating Regulatory Inspections in Fintech Startups
Mastering Regulatory Inspections for Fintech Ventures, Regulatory inspections, Regulatory Inspections,AML Inspections
Updated on Jun, 2025
Language - English
Finance and Accounting,Compliance,Risk Management
Lectures -9
Duration -2.5 hours
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Course Description
Welcome to “Navigating Regulatory Inspections in Fintech Startups”! This is a thorough course where we will find out everything regarding regulatory compliance in the fast moving universe of fintech startups. The course includes all angles from learning about the regulatory environment and developing proactive compliance measures, to conducting mock interviews and making post inspection follow ups. In case you are an officer of compliance, have responsibilities related to regulations or belong to a group that runs a fintech startup, this course provides various insights and practical tactics that are important for achieving adherence, controlling hazards or building trust with regulators. It is a good idea to join us on this transformative journey as we navigate through the problems that are associated with regulatory inspections within the fintech sector!
Goals
What You'll Learn:
Understanding Regulatory Inspections:
Explore the purpose and process of regulatory inspections in fintech startups.
Understand the regulatory landscape and the role of regulators in ensuring compliance.
Preparing for Inspections:
Learn how to conduct internal audits and assessments to identify potential compliance gaps.
Develop strategies for establishing a culture of compliance within your fintech startup.
Regulation Facilitators:
Find out the best ways to interact with regulators in inspections.
Learn ways of communicating with regulators effectively and considering their concerns.
Dos and Don’ts for Inspections:
Sharpen your essential dos and don’ts for a smooth inspection.
Awareness of common pitfalls that one should avoid as well as proactive measures to be taken.
Replying to Inspection Findings:
Learn how to address inspections results and take corrective action..
Come up with strategies on maintaining regular compliance and developing continuously.
Prerequisites
No Prerequisites required.
Curriculum
Check out the detailed breakdown of what’s inside the course
Lecture Section
9 Lectures
-
Lecture 1
23:27
23:27
-
Lecture 2
13:56
13:56
-
Lecture 3
12:29
12:29
-
Lecture 4
39:34
39:34
-
Lecture 5
15:27
15:27
-
Lecture 6
16:54
16:54
-
Lecture 7
19:33
19:33
-
Lecture 8
05:43
05:43
-
Lecture 9
22:01
22:01
Instructor Details
Owais Ahmed Qureshi
I am a Compliance Manager who look after ML/TF/PF. I also drafts AML/CFT/CPF related policies and guidelines and provide trainings related to it. I have a great experience related to AML/CFT as i have helped many organizations developing AML/CFT department. As a AML consultant I have provided many services related to AML/CFT/CPF globally
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